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Mutual exchange
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#	Item
951	Letter to Investment Company Institute re: Derivatives-Related Disclosures by Investment Companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-30 16:52:59 Financial services Funds Institutional investors Collective investment schemes Derivative Mutual fund Credit derivative Exchange-traded fund Net asset value Financial economics Investment Finance
952	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 26, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-29 08:15:37 Funds Financial services Collective investment schemes Financial markets Exchange-traded fund Futures contract Mutual fund Closed-end fund Stock market Financial economics Investment Finance
953	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. IC-31250; File No[removed]Evanston Alternative Opportunities Fund and Evanston Capital Management, LLC.; Notice of Application September 15, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 09:49:48 Financial services Funds Collective investment schemes Institutional investors Mutual fund fees and expenses Hedge fund Mutual fund Net asset value Financial adviser Financial economics Investment Finance
954	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-17 07:03:41 Financial regulation Government Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Securities and Exchange Commission United States World Group Securities Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
955	Prepared especially for the Armed Forces • Investment Scams • Risk & Return Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2013-08-19 15:43:24 Financial services Funds Mutual fund Financial adviser Collective investment scheme Stock fund Rate of return Bond Exchange-traded fund Financial economics Investment Finance
956	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Precidian ETFs Trust, et al.; Notice of Application October 21, 2014 Agency: Securities and Exchange Commission (“Commission”). Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-21 17:42:55 Funds Collective investment schemes SPDR Inverse exchange-traded fund Mutual fund Open-end fund Source UK Services Advisorshares Investment Financial economics Exchange-traded funds
957	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-10 08:04:28 Financial services Funds Collective investment schemes Institutional investors Mutual fund Exchange-traded fund PIMCO Derivative Futures contract Financial economics Investment Finance
958	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Spruce ETF Trust, et al.; Notice of Application October 21, 2014 Agency: Securities and Exchange Commission (“Commission”). Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-21 17:43:14 Funds Collective investment schemes SPDR Inverse exchange-traded fund Mutual fund Open-end fund Source UK Services Advisorshares Investment Financial economics Exchange-traded funds
959	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 22, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change Relating to the Listing Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-23 12:20:31 Funds Financial services Collective investment schemes Exchange-traded fund Mutual fund American depositary receipt Financial adviser Security Securities market Financial economics Investment Finance
960	Case 1:14-cv[removed]XXXX Document 1 Entered on FLSD Docket[removed]Page 1 of 12 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 16:18:19 Finance 73rd United States Congress United States Securities and Exchange Commission Securities Investor Protection Corporation Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Mutual fund Security Financial economics United States securities law Investment

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